Operations Team Member_Capital Market Operation_0114_1502_1058638
Kotak · Mumbai, Maharashtra, India ·
- Employment
- Full time
- Category
- Retail
- Experience
- 4+ years
Key Responsibilities
- Manage end-to-end trade life cycle processing across Equity, Debt, Mutual Funds, and other capital market products.
- Ensure timely and accurate trade confirmation, settlement, and exception resolution.
- Monitor and perform cash, stock, and depository reconciliations.
- Handle corporate action processing including dividends, bonus, rights, splits, and mergers.
- Coordinate with exchanges, custodians, clearing corporations, depositories, and internal stakeholders.
- Identify operational risks and implement effective controls to mitigate process gaps.
- Ensure compliance with SEBI, Exchange, and internal regulatory guidelines.
- Drive process improvements, automation initiatives, and operational efficiency projects.
- Prepare MIS, audit reports, compliance reports, and management dashboards.
- Support internal and external audits and ensure timely closure of observations.
- Mentor junior team members and provide process guidance.
Eligibility
- Graduate/Postgraduate in Commerce, Finance, Economics, or related discipline.
- 4–8 years of experience in Capital Market Operations.
- Strong understanding of trade settlements, reconciliations, corporate actions, and regulatory processes.
- Experience in handling exchange/depository interactions and operational controls.