Compliance Officer

Job purpose

This role is focused on providing compliance services to a range of regulated financial services firms in Qatar & UAE.

Key responsibilities

Your main designated responsibilities should include but not be limited to:

• Assisting clients with their applications to become Qatar Financial Centre Regulatory Authotiy (“QFC”), Dubai Financial Services Authority (“DFSA”), and/or Financial Services Regulatory Authority (“FSRA”) and U.A.E. Securities and Commodities Authority authorised; • Supporting the Head & Director of Regulated Services with the successful delivery of various consulting projects, including QFCRA, DFSA and the FSRA remediation projects and compliance integration projects; • Preparing and delivering compliance, corporate governance, risk and AML training and regulatory advice to the clients; • Proactively monitoring changes/developments in relevant laws and regulations and updating colleagues and clients; • Development and maintenance of the effective compliance/AML, risk management and corporate governance frameworks in accordance with the regulatory requirements and best practice international standards; • Drafting manuals, policies/procedures, reports and other required documents; • Representing client’s interest with the business partners and Regulators in the QFCRA, DIFC and the ADGM; and • Managing clients relationships: register time sheets, informating the clients of additional time spent, assising TMF billing team with the invoice related matters etc.