Compliance Analyst Internship

Key Responsibilities:

• Support client services teams in helping clients meet regulatory and compliance requirements across the private fund industry.
• Collaborate with compliance associates and officers as part of a client service team to deliver exceptional compliance services.
• Gain hands-on exposure to private fund operations, regulatory frameworks, and compliance programs through active participation in client engagements.
• Maintain compliance calendars and checklists; organize, track, and review firm and employee compliance reporting; and assist with testing and monitoring client compliance with applicable policies, procedures, and regulations.
• Assist with preparatory work related to regulatory filings.
• Provide general operational and client service support as needed, including ad hoc requests.
• Coordinate and assist with specific projects and initiatives across operations and compliance.

• Pursuing a bachelor’s or advanced degree in Finance, Business, Economics, Accounting, or another Humanities/Human Services field with a strong interest in financial services.
• Anticipated graduation date in the Fall 2026 or Spring 2027 terms preferred.
• Strong experience with Microsoft Office applications, including Word, Excel, PowerPoint, and related tools.
• Ability to analyze and document both business and technical processes.
• Ability to organize and prioritize multiple tasks.
• Willingness to learn new procedures and applications.
• Ability to handle confidential information, work with limited supervision, and collaborate with other team members.
• Able to work onsite, not remote, from the Dallas, Texas home office.
• Candidates must be authorized to work in the United States without employer sponsorship.

• Analytical Thinking: Reviews information carefully, identifies issues, and documents business or technical processes accurately.
• Organization: Maintains calendars, checklists, logs, and tracking tools while balancing multiple priorities.
• Communication: Prepares clear notes, summaries, reports, and professional correspondence.
• Confidentiality: Uses discretion when handling sensitive firm, employee, client, or regulatory information.
• Collaboration: Works effectively with compliance officers, associates, and other team members.
• Client Service Mindset: Supports excellent, proactive, high-touch service in a fast-paced professional environment.
• Initiative and Learning Agility: Learns new procedures and applications quickly and seeks guidance when needed.

Learning Objectives:

• Gain exposure to the private fund industry and SEC compliance practice.
• Learn how compliance calendars, checklists, employee reporting, and testing activities support client compliance programs.
• Develop practical experience supporting regulatory filing preparation and compliance monitoring tasks.
• Build professional skills in organization, documentation, client service support, and cross-functional collaboration.
• Participate in internal training and professional development opportunities designed to grow compliance knowledge and skills.